Home :: Bank Secrecy Act :: BSA / AML Compliance Management
" Annual review of one of banking's most critical and challenging requirements! "
Program Info
Speaker: Laura Wilson
Sponsor:
Program times: 9:30 AM to 4:00 PM
All times are local.
Price: $295.00
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Attendee Registration

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This is our flagship Bank Secrecy Act(BSA)/Anti-money laundering (AML) training event. This program is the annual review everyone needs to remember their critical duties.  The manual has been revised. Its contents track the "core" examination procedures used in every regulatory examination. BSA professionals, new and experienced, take away valuable information from this program! Available federal resources are highlighted, and attendees are encouraged to share useful tools!

The manual and presentation include the following topics:

  • Customer Identification Program
  • Customer Due Diligence
  • Enhanced Due Diligence
  • Suspicious Activity Reporting
  • Currency Transaction Reporting
  • Exemptions from CTR reporting
  • Information Sharing, Sections 314(a) and (b)
  • Monetary Instrument Record Retention
  • Funds Transfers Record Retention
  • Special Measures, Section 311
  • OFAC

This full day seminar brings attendees current on both the basic technical requirements and the philosophies currently affecting on-site examinations. Its practical focus is on everyday issues connected to a BSA/AML compliance management effort.

Why participate?

  • BSA is one of the few regulations where compliance is so critical it is classified as a "safety and soundness" issue.
  • Regulations require every bank to have an ongoing BSA training program.  Examiners routinely ask for evidence of recent training - even from experienced BSA personnel.
  • SAR filing requirements are one of the most difficult compliance responsibilities your institution has.

Who should attend?

The program is designed for personnel who have responsibility for maintaining or auditing Bank Secrecy Act compliance efforts.

Presenter/Facilitator: Laura Wilson

 

Dates & Locations

Date Location Property Name Phone Map
Tuesday, January 22, 2019 Paducah, KY La Quinta Inn and Suites 270-443-4800 Map for this Location
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Wednesday, January 23, 2019 Bowling Green, KY WKU Knicely Conference Center 270-745-1908 Map for this Location
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Thursday, January 24, 2019 Elizabethtown, KY Convention and Tourism Bureau 270-765-2175 Map for this Location
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Tuesday, January 29, 2019 Morehead, KY Morehead Conference Center 606-780-4342 Map for this Location
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Wednesday, January 30, 2019 Somerset, KY The Center for Rural Development 606-677-6000 Map for this Location
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Thursday, January 31, 2019 Lexington, KY Sheraton Four Points 859-259-1311 Map for this Location
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Attendee Info

Registration opens 30 minutes prior to the program.

Please bring a jacket or a sweater. Temperature is often difficult to control.

All attendees registered receive an email reminder three days prior to the program. For questions about registration click here or call 1-888-550-4555.

Meals and breaks : Continental breakfast.
Lunch is provided.
Breaks provided.

Cancellations: Substitutions are always welcome. Paid registrants cancelling up to 7 days prior to the seminar receive full refunds. There are no adjustments for cancellations received after that date, including those that may be related to weather.  

Speaker Bio

Laura Wilson is a principal with Pegasus Educational Services, LLC. She is a gifted trainer who proves learning can be fun. Audiences routinely comment that her recollection of material content and sense of humor are unique among presenters on technical topics.

Her career in training on banking related issues began in 1987. At one time she served as the regulatory compliance trainer for a $3 billion savings bank. Later, she was a senior consultant and full-time trainer for a regional consulting firm for financial institutions.

She has served on the faculty of the OTSí Level I Compliance School and the FDICís Bank Operations and Compliance School for examiners. In addition to presenting seminars for 17 state banking associations, she has been an instructor at compliance schools sponsored by the Iowa, Kentucky, Texas and Pennsylvania bankers associations. She is also a member of the American Society for Training and Development.